Courses (2023-24)

Introduction to solid state electronic devices and fabrication. Topics: semiconductor physics, crystal growth and materials deposition, ion implantation and etching technology, diodes and transistors, microfluidics, nanotechnology and its applications, limitations of miniaturization. Laboratory includes semiconductor physics experiments, circuit design, lasers and optoelectronics, microfluidics and electron microscopy and characterization.

This course focuses on basic concepts needed for understanding classical and quantum optical phenomena and their applications to modern optical components and systems. Classical optical phenomena including interference, dispersion, birefringence, diffraction, laser oscillation, and the applications of these phenomena in optical systems employing multiple-beam interferometry, Fourier-transform image processing, holography, electro-optic modulation, optical detection and heterodyning will be covered. Quantum optical phenomena like single photon emission will be discussed. Examples and demonstrations will be selected from optical communications, lidar, adaptive optical systems, nano-photonic devices and quantum communications. Visits to research laboratories in optics are expected at the end of the course. This class is optimal for sophomores/juniors/seniors who want to get their first serious exposure to optics but also might work for well-prepared and motivated First-Year students.

Laboratory experiments to acquaint students with the basic aspects of Optics and Photonics Research and Technology. This course offers hands-on experience and teaches students how to handle major optical and electronic equipment and conduct experiments. It is useful for those who are thinking about a career utilizing both optical and electronic tools. Experiments encompass some of the topics and concepts covered in APh 23.

This course provides an introduction to the fundamental physics of modern device technologies in electrical engineering used for sensing, communications, computing, imaging, and displays. The course overviews topics including semiconductor physics, quantum mechanics, electromagnetics, and optics with emphasis on physical operation principles of devices. Example technologies include integrated circuits, optical and wireless communications, micromechanical systems, lasers, high-resolution displays, LED lighting, and imaging.

Supervised experimental research, open only to senior-class applied physics majors. Requirements will be set by individual faculty member, but must include a written report. The selection of topic must be approved by the Applied Physics Option Representative. Not offered on a pass/fail basis. Final grade based on written thesis and oral exam.

Supervised theoretical research, open only to senior-class applied physics majors. Requirements will be set by individual faculty member, but must include a written report. The selection of topic must be approved by the Applied Physics Option Representative. Not offered on a pass/fail basis. Final grade based on written thesis and oral exam. This course cannot be used to satisfy the laboratory requirement in APh.

Special problems relating to applied physics, arranged to meet the needs of students wishing to do advanced work. Primarily for undergraduates. Students should consult with their advisers before registering. Graded pass/fail.

Fundamentals of fluid mechanics. Microscopic and macroscopic properties of liquids and gases; the continuum hypothesis; review of thermodynamics; general equations of motion; kinematics; stresses; constitutive relations; vorticity, circulation; Bernoulli's equation; potential flow; thin-airfoil theory; surface gravity waves; buoyancy-driven flows; rotating flows; viscous creeping flow; viscous boundary layers; introduction to stability and turbulence; quasi one-dimensional compressible flow; shock waves; unsteady compressible flow; and acoustics.

Lectures on experiment design and implementation. Measurement methods, transducer fundamentals, instrumentation, optical systems, signal processing, noise theory, analog and digital electronic fundamentals, with data acquisition and processing systems. Experiments (second and third terms) in solid and fluid mechanics with emphasis on current research methods.

Thermodynamics and statistical mechanics, with emphasis on gases, liquids, materials, and condensed matter. Effects of heat, pressure, and fields on states of matter are presented with both classical thermodynamics and with statistical mechanics. Conditions of equilibrium in systems with multiple degrees of freedom. Applications include ordered states of matter and phase transitions. The three terms cover, approximately, thermodynamics, statistical mechanics, and phase transitions.

Introduction to techniques of micro-and nanofabrication, including solid-state, optical, and microfluidic devices. Students will be trained to use fabrication and characterization equipment available in the applied physics micro- and nanofabrication lab. Topics include Schottky diodes, MOS capacitors, light-emitting diodes, microlenses, microfluidic valves and pumps, atomic force microscopy, scanning electron microscopy, and electron-beam writing.

A seminar course designed to acquaint advanced undergraduates and first-year graduate students with the various research areas represented in the option. Lecture each week given by a different member of the APh faculty, who will review their field of research. Graded pass/fail.

The presence of noise in experimental systems is often regarded as a nuisance since it diminishes the signal to noise ratio thereby obfuscating weak signals or patterns. From a theoretical perspective, noise is also problematic since its influence cannot be elicited from deterministic equations but requires stochastic-based modeling which incorporates various types of noise and correlation functions. In general, extraction of embedded information requires that a threshold be overcome in order to outweigh concealment by noise. However, even below threshold, it has been demonstrated in numerous systems that external forcing coupled with noise can actually boost very weak signatures beyond threshold by a phenomenon known as stochastic resonance. Although it was originally demonstrated in nonlinear systems, more recent studies have revealed this phenomenon can occur in linear systems subject, for example, to color-based noise. Techniques for optimizing stochastic resonance are now revolutionizing modeling and measurement theory in many fields ranging from nonlinear optics and electrical systems to condensed matter physics, neurophysiology, hydrodynamics, climate research and even finance. This course will be conducted in survey and seminar style and is expected to appeal to theorists and experimentalists alike. Review of the current literature will be complimented by background readings and lectures on statistical physics and stochastic processes as needed. Part b not offered 2023-24.

Introductory lecture and problem course dealing with experimental and theoretical problems in solid-state physics. Topics include crystal structure, symmetries in solids, lattice vibrations, electronic states in solids, transport phenomena, semiconductors, superconductivity, magnetism, ferroelectricity, defects, and optical phenomena in solids.

In 1944, the possibility of bouncing radio waves off the moon was first discovered inadvertently. Since then, radio wave echoes have been recorded from other planets, asteroids, tropospheric disturbances, and airplanes aloft. Microwave scattering provides a rich platform enabling exploration of long-range microwave communications, remote sensing, and interesting astrophysical measurements. This class will cover the physics of microwave propagation and scattering, low-earth orbit (LEO) satellite trajectories and communications, moonbounce, and the principles of ultrasensitive instrumentation - for both transmitting and receiving - enabling remote sensing with microwaves. One formal lecture per week will cover the fundamentals. The second weekly class meeting will be an extended hands-on workshop - starting mid-afternoon and going on into the evening - to assemble all aspects of a high-power microwave scattering system operating at 23cm. Students will set up tracking software for satellites and planetary objects, assemble an ultrasensitive software-defined radio (SDR) system, implement 1kW microwave power amplification at 23cm, and explore antenna and feed horn theory and practice. Also implemented will be powerful weak signal communications methods pioneered by Prof. Joe Taylor (Physics, Princeton) enabling ultraweak signal extraction through GPS synchronization of remote sources and receivers. We will employ Caltech's fantastic resource for this project - a 6-meter diameter microwave dish atop Moore Laboratory. Prospective students are encouraged to obtain an FCC Technician license (or higher) prior to spring term to permit their operation of the system. For information see: http://www.its.caltech.edu/~w6ue/

This course explores the fundamental underpinnings of experimental measurements from the perspectives of information, noise, coupling, responsivity, and backaction. Its overarching goal is to enable students to develop intuition about a diversity of real measurement systems and the means to critically evaluate them. This involves developing a standard framework for estimating the ultimate and practical limits to information that can be extracted from a real measurement system. Topics will include the fundamental nature of information and signals, physical signal transduction and responsivity, the physical origin of noise processes, modulation, frequency conversion, synchronous detection, signal-sampling techniques, digitization, signal transforms, spectral analyses, and correlation methods. The first term will cover the essential underpinnings, while second-term topics will vary year-by-year according to interest. Among possible Ph118 b topics are: high frequency, microwave, and fast time-domain measurements; biological interfaces and biosensing; the physics of functional brain imaging; and quantum measurement.

This laboratory/lecture course will enable students to become proficient in micro- and nanofabrication and get trained on most of the instruments in Caltech’s Kavli Nanoscience Institute cleanroom. Students will learn the capabilities and limitations of nanofabrication equipment, followed by training on these nanofabrication instruments in the KNI cleanroom facility.

The goal aims to provide a comprehensive introduction to optical phenomena, with a focus on the central role played by wave propagation. The course is divided into two parts. In the first part, we begin by reviewing geometrical optics before transitioning to the scalar theory of optical waves. Using linear system analysis and Fourier transforms, we study a range of topics including diffraction, optical beams, resonators, and imaging systems. In the second part of the course, we explore the concepts of coherence and polarization and apply them to the study of a broader range of phenomena and systems, where a full electromagnetic field description is necessary. This incudes topics such as photonic crystals, meta-surfaces, and nonlinear optical processes.

Experimental methods in transmission electron microscopy of inorganic materials including diffraction, spectroscopy, conventional imaging, high resolution imaging and sample preparation. Weekly laboratory exercises to complement material in MS 132. Not offered 2023-24.

This course focuses on hands-on experience with advanced techniques related to lasers, optics, and photonics. Students have the opportunity to build and run several experiments and analyze data. Covered topics include laser-based microscopy, spectroscopy, nonlinear optics, quantum optics, ultrafast optics, adaptive optics, and integrated photonics. Limited enrollment.

This course introduces the theoretical formalism required to model passive and nonlinear photonic devices. Topics include: propagation of electromagnetic fields in isotropic and anisotropic media, polarization states and their representations, optical rays, optical beams, guided waves in dielectric slabs and fibers, optical resonators, introduction to nonlinear optics, second harmonic generation, quasi-phase matching, electro-optic effects.

Light-matter interaction, spontaneous and induced transitions in atoms and semiconductors. Absorption, amplification, and dispersion of light in atomic media. Principles of laser oscillation, generic types of lasers including semiconductor lasers, mode-locked lasers. Frequency combs in lasers. The spectral properties and coherence of laser light.

This course will provide an introduction to the interaction of atomic systems with photons. Each term can be taken independent of each other. The main emphasis is on laying the foundation for understanding current research that utilizes cold atoms and quantized light fields. First term: resonance phenomena, atomic structure, and the semi-classical interaction of atoms with static and oscillating electromagnetic fields. Techniques such as laser cooling/trapping, coherent manipulation and control of atomic systems. Second term: quantization of light fields, quantized light matter interaction, open system dynamics, entanglement, master equations, quantum jump formalism. Applications to cavity QED, optical lattices, and Rydberg arrays.

This class covers multiple quantum technology platforms and related theoretical techniques, and will provide students with broad knowledge in quantum science and engineering. It will be split into modules covering various topics including solid state quantum bits, topological quantum matter, trapped atoms and ions, applications of near-term quantum computers, superconducting qubits. Topics will alternate from year to year.

A broad introduction to scientific computing using the Python language. Introduction to Python and its packages Matplotlib, Numpy and SciPy. Numerical precision and sources of error. Root-finding and optimization. Numerical differentiation and integration. Introduction to numerical methods for linear systems and eigenvalue problems. Numerical methods for ordinary differential equations. Finite-difference methods for partial differential equations. Discrete Fourier transforms. Introduction to data-driven and machine learning methods. Singular value decomposition. Deep learning with PyTorch and Keras. Students will develop numerical calculations in the homework and in a final project. Not offered 2023-24.

Content will vary from year to year, but at a level suitable for advanced undergraduate or beginning graduate students. Topics are chosen according to the interests of students and staff. Visiting faculty may present portions of this course.

The design of instrumentation for cooling, sensing or measurement in microsystems requires special knowledge of the evolution and propagation of thermal and concentration gradients in confined geometries, which ultimately control the degree of maximum energy and mass exchange. A significant challenge facing the microelectronics industry, for example, is mitigation of hot spots in densely packed high power chips for artificial intelligence to prevent thermal runaway. This course offers a concise treatment of the fundamentals of mass and energy transport by examining steady and unsteady diffusive and convective processes in small confined systems. Contrasts with macroscale behavior caused by the effects of small scale confinement and reduced dimensionality will be examined. Sample problems will be drawn from systems in applied physics, material science, electrical and bioengineering. Students must have working knowledge of vector calculus, ODEs, basic PDEs, and complex variables.

An introduction to the principles of plasma physics. A multitiered theoretical infrastructure will be developed consisting of the Hamilton-Lagrangian theory of charged particle motion in combined electric and magnetic fields, the Vlasov kinetic theory of plasma as a gas of interacting charged particles, the two-fluid model of plasma as interacting electron and ion fluids, and the magnetohydrodynamic model of plasma as an electrically conducting fluid subject to combined magnetic and hydrodynamic forces. This infrastructure will be used to examine waves, transport processes, equilibrium, stability, and topological self-organization. Examples relevant to plasmas in both laboratory (fusion, industrial) and space (magneto-sphere, solar) will be discussed.

The course focuses on superconducting electrical systems for quantum computing. Contents begin with reviewing required concepts in microwave engineering, quantum optics, and superconductivity and proceed with deriving quantum mechanical description of superconducting linear circuits, Josephson qubits, and parametric amplifiers. The second part of the course provides an overview of integrated nano-mechanical, piezo-electric, and electro-optic systems and their applications in transducing quantum electrical signals from superconducting qubits.

Physical models applied to the analysis of biological structures ranging from individual proteins and DNA to entire cells. Topics include the force response of proteins and DNA, models of molecular motors, DNA packing in viruses and eukaryotes, mechanics of membranes, and membrane proteins and cell motility.

An overview of the relationships between chemical, structural, and symmetry properties of prominent material systems with optoelectronic functionalities. Content will be presented through discussions on synthesis and fabrication approaches, core functionalities, and current research frontiers, with a focus on group IV, III-V, and II-VI semiconductors, oxides, two-dimensional materials, dielectrics and mesoscopic systems. Not offered 2023-24.

Review of Patterson function and memory function for space or time correlations. Van Hove function for correlated dynamics in space and time, especially for materials with thermal energy. Dynamical structure factors for coherent scattering from solids and liquids. Measurements of energy and momentum of dispersive excitations in crystals using neutrons, x-rays, and electrons. Additional topics to be selected from the following list: incoherent inelastic scattering and the thermodynamic partition function, transport of thermal energy, fluctuation-dissipation theorem, quasielastic scattering, sideband information in coherent inelastic scattering, transition from quantum to classical scattering. Not offered 2023-24.

This course will explore the techniques and applications of nanofabrication and miniaturization of devices to the smallest scale. It will be focused on the understanding of the technology of miniaturization, its history and present trends towards building devices and structures on the nanometer scale. Technology and instrumentation for nanofabrication as well as future trends will be described. Examples of applications of nanotechnology in the electronics, communications, data storage, sensing and biotechnology will be analyzed. Students will understand the underlying physics and technology, as well as limitations of miniaturization.

Principles of semiconductor electronic structure, carrier transport properties, and optoelectronic properties relevant to semiconductor device physics. Fundamental performance aspects of basic and advanced semiconductor electronic and optoelectronic devices. Topics include energy band theory, carrier generation and recombination mechanisms, quasi-Fermi levels, carrier drift and diffusion transport, quantum transport.

Generation, manipulations, propagation, and applications of coherent radiation. The basic theory of the interaction of electromagnetic radiation with resonant atomic transitions. Laser oscillation, important laser media, Gaussian beam modes, the electro-optic effect, nonlinear-optics theory, second harmonic generation, parametric oscillation, stimulated Brillouin and Raman scattering. Other topics include light modulation, diffraction of light by sound, integrated optics, phase conjugate optics, and quantum noise theory. Not offered 2023-24.

Offered to graduate students in applied physics for research or reading. Students should consult their advisers before registering. Graded pass/fail.

Advanced topics in condensed-matter physics, with emphasis on the effects of interactions, symmetry, and topology in many-body systems. Ph/APh 223 a covers second quantization, Hartree-Fock theory of the electron gas, Mott insulators and quantum magnetism, spin liquids, bosonization, and the integer and fractional quantum Hall effect. Ph/APh 223 b continues with superfluidity and superconductivity; topics include the Bose-Hubbard model, Ginzburg-Landau theory, BCS theory, tunneling signatures of superconductivity, Josephson junctions, superconducting qubits, and topological superconductivity.

Content will vary from year to year; topics are chosen according to interests of students and staff. Visiting faculty may present portions of this course.

APh 300 is elected in place of APh 200 when the student has progressed to the point where their research leads directly toward a thesis for the degree of Doctor of Philosophy. Approval of the student's research supervisor and department adviser or registration representative must be obtained before registering. Graded pass/fail.